Legal and Compliance Manager (Securities)

• Organize the implementation and be responsible to the Board of Directors and the Board of Directors for all activities of the Legal & Compliance Department, ensuring all business activities of the Company in compliance regulations of law and State management agencies in the field of Securities.• Appraise, review and recommend amendments to processes, rules, regulations and schedules sample of the Company, ensuring compliance with laws and regulatory agencies country in the field of Securities.• Presiding over drafting, building processes, regulations, internal management regulations of the Company (except for documents of specific professional nature of the relevant Departments/ Departments).• Legal due diligence for the signing of contracts of the Company; legal assessment management for documents and records in service of the Company's business and operations.• Legal due diligence for new products and services of the Company.• Building a system of legal documents serving the Company's business activities and updating legal documents to the Departments/Departments.• Monitoring compliance with the law at the Company.• Implement and control all information disclosure documents according to regulations and related documents to the License to operate, is the focal point to connect with the state management agencies in the field stock.• Coordinating with the Professional Department to participate in Vocational Finance Consulting Projects for Company's customers (M&A consulting, business restructuring).• Participating in the resolution of complaints, disputes and other related matters of the Company to the legal aspect.• Participating in the Labor Disciplinary Action Council (if any) at the Company.• Summary report on amendments, influential contents of legal documents recently promulgated, archives legal documents and documents issued by the Legal & Compliance Department onion.• Other tasks as assigned by the Board of Directors.