Senior Supervisor, Compliance

* Purpose: The Compliance Senior Supervisor is responsible for ensuring the company's compliance with regulatory and internal regulations. This position requires an individual with high levels of organization, attention to detail, and knowledge of compliance requirements for life insurance.

* Key Responsibilities:
1) Anti-Money Laundering:
• Ensure the company’s operations complied with Anti-Money Laundering (AML) laws and regulations by managing AML programs which include but not limited to onboarding customer due diligence, customer risk classification, on-going monitoring;
• Continuously enhance AML regulation and system to align with business demands;
• Prepare reports as required;

2) Regulatory Compliance:
• Assist Compliance Manager with monitor and analyze relevant regulatory changes and ensure company policies and procedures meet regulatory requirements;
• Manage the implementation new requirements as needed;
• Conduct regular risk-based reviews and attestation as per compliance plan.

3) Internal Control Review:
• Assist Compliance Manager with developing review plan, defining high-risk areas and conducting the review by effectively dealing with in-scoped teams;
• Communicate with the management and teams about findings and mitigating action plan.

4) Other Daily Tasks:
• Resolve salesforce conduct issues;
• Respond to compliance-related inquiries;
• Collaborate with other teams on compliance concerns;
• Other tasks or initiatives assigned by Compliance Manager.