Officer, Corporate Compliance

PURPOSE:
This role is responsible for supporting Corporate Compliance in completing subjects of AML, FATCA and Data Privacy.
KEY ACCOUNTABILITIES:
1/ Perform monitoring and risk assessment to ensure departments follow regulatory requirements.
2/ Conduct the regulatory compliance to monitor the sound compliance implementation in assigned topics: AML, FATCA, Data Privacy.
3/ Managing compliance incidents/ issues in the assigned topics: ensure root causes, mitigating/ preventive actions are implemented properly and meet the defined timelines.
4/ Follow up outstanding actions that had been determined by users in the risk assessment process.
5/ Coordinate with project owners in risk assessment process for new projects/ initiatives relating to Distributions & OPIT.
6/ Other tasks relating to Corporate Compliance as requested.